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Exempt market dealer
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231	Microsoft Word - General Exemption Order[removed]doc Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-10-01 15:25:47 United States securities law 73rd United States Congress New Deal Securities Act Finance Financial regulation Exempt market dealer Accredited investor Financial economics Investment United States Securities and Exchange Commission
232	[Comments by ST on November 8, 2010] Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:12 Business Investment Exempt market dealer Securities United States securities law Investment Industry Regulatory Organization of Canada Canadian securities regulation Financial Industry Regulatory Authority Broker-dealer Financial economics Self-regulatory organizations Finance
233	Microsoft Word - General Exemption Order[removed]doc Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-10-01 15:25:46 Financial economics Investment Finance Securities Act Financial regulation Exempt market dealer Non-reporting issuer United States securities law United States Securities and Exchange Commission 73rd United States Congress
234	Microsoft Word - General Exemption Order[removed]doc Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-10-01 15:25:50 Investment 73rd United States Congress New Deal Securities Act Financial regulation Finance Exempt market dealer United States securities law United States Securities and Exchange Commission Financial economics
235	Microsoft Word[removed]Northwest Exemption.doc Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-10-01 15:25:52 Stock market United States Securities and Exchange Commission United States securities law Securities Exempt market dealer Securities Act Prospectus Security Accredited investor Financial economics Finance Investment
236	Microsoft Word - CSA Notice-FINAL version for publication.docx Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-10-01 15:25:47 Canadian law Canadian securities regulation Tel Aviv Stock Exchange Finance Business SEC filings Exempt market dealer Regulation S-K Financial economics Investment United States securities law
237	MSC Notice[removed]Proclamation of Amendments to The Securities Act and Transitional matters relating to the regulation of Derivatives under the Act The Manitoba Securities Commission (Commission or MSC) is publishing th Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-12-18 14:24:13 New Deal Securities Act Financial regulation Canadian securities regulation Securities Commission Financial economics Law Form 144 Exempt market dealer 73rd United States Congress United States Securities and Exchange Commission United States securities law
238	NOTICE OF AND REQUEST FOR COMMENT ON PROPOSED AMENDMENTS TO NATIONAL INSTRUMENT[removed]REGISTRATION REQUIREMENTS, EXEMPTIONS AND ONGOING REGISTRANT OBLIGATIONS NATIONAL INSTRUMENT[removed]REGISTRATION INFORMATION NATIONAL Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-12-05 13:56:35 Exempt market dealer Business Money Securities Act Canadian securities regulation 501(c) organization Non-reporting issuer Exempt market securities Investment Finance Financial economics
239	CSA Staff Notice[removed]Withdrawal of Notices and Policies September 12, 2013 This notice formally withdraws a number of CSA and local notices and policies. In general, the withdrawn material will remain available for hi Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-09-12 11:43:10 Securities Business Exempt market dealer Ontario Securities Commission Securities Commission Prospectus Autorité des marchés financiers United States Securities and Exchange Commission Non-reporting issuer Financial economics Finance Investment
240	CSA Staff Notice[removed]CSA Review of Relationship Disclosure Practices July 18, 2013 Introduction Staff from the Canadian Securities Administrators in various provinces (CSA staff or we) reviewed the relationship disclo Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-07-18 10:13:59 Financial economics Exempt market dealer Investment Policy Statement Soft dollar Conflict of interest Franchising Finance Business Money

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